Printed from: http://www.seccom.govt.nz/publications/soi/2008-2011/index.shtml?print=true on Fri 10 September 2010

Statement of Intent 2008-2011

Contents

Statement of Responsibility

This Statement of Intent

Medium-term information

The Securities Commission

Government's themes

The environments we work in

National environment - New Zealand's securities markets
Co-regulatory environment
Legislative environment
Trans-Tasman environment
International environment
FSAP

Who we are and what we do

Commission Members
Staff
Nature and scope of our functions and intended operations
Classes of outputs
Outcomes, objectives and outputs
Future developments

Operating intentions

Market surveillance and enforcement
Oversight and supervision
Law and practice reform
Exemptions and authorisations
International cooperation and recognition
Public understanding
Delivering outputs for the 3 years to 30 June 2011
Sustainability
How we will work with others
Possible changes to our operating environment

Effectiveness and managing organisational health

Preparing for the effects of new law
Risks and risk mitigation
Collaboration on organisational health and capability building
Financial control and acquisition processes
Takeovers Panel

Consultation and reporting to the Minister of Commerce

Annual information - for the 2008/2009 year

Appropriations

Forecast financial statements

Statement of forecast financial performance
Statement of forecast service performance

Glossary

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