Printed from: http://www.seccom.govt.nz/publications/soi/2007-2010/index.shtml?print=true on Wed 25 November 2009

Statement of Intent 2007-2010

Contents

Statement of Responsibility

This Statement of Intent

Medium-term information

The Securities Commission
Government's goals
The environments we work in
National environment - New Zealand's securities markets
Co-regulatory environment
Legislative environment
Trans-Tasman environment
International environment
Government reforms
FSAP
Who we are and what we do
Commission Members
Staff
Nature and scope of our functions and intended operations
Outcomes, objectives and outputs
Outputs
Enforcement
Monitoring and market oversight
Law and practice reform
Exemptions and authorisations
International cooperation and recognition
Public understanding
Delivering outputs for the 3 years to 30 June 2010
Investment risks and how we will manage them
Environmental risks and how we will manage them
How we will work with others
Possible changes to our operating environment
Effectiveness and managing organisational health
Key elements of our capability and how we will manage risks to these
Collaboration on organisational health and capability building
Financial control and acquisition processes
Takeovers Panel
Consultation and reporting to the Minister

Annual information - for the 07/08 year


Appropriations
Forecast financial statements
Statement of forecast financial performance
Statement of Significant Assumptions
Statement of forecast service performance

Glossary

 

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