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Statement of Intent 2007-2010

Statement of Responsibility

This Statement of Intent

Medium-term information

The Securities Commission
Government's goals
The environments we work in

National environment - New Zealand's securities markets
Co-regulatory environment
Legislative environment
Trans-Tasman environment
International environment
Government reforms
FSAP

Who we are and what we do

Commission Members
Staff
Nature and scope of our functions and intended operations
Outcomes, objectives and outputs

Outputs

Enforcement
Monitoring and market oversight
Law and practice reform
Exemptions and authorisations
International cooperation and recognition
Public understanding
Delivering outputs for the 3 years to 30 June 2010
Investment risks and how we will manage them
Environmental risks and how we will manage them
How we will work with others
Possible changes to our operating environment

Effectiveness and managing organisational health

Key elements of our capability and how we will manage risks to these
Collaboration on organisational health and capability building
Financial control and acquisition processes
Takeovers Panel

Consultation and reporting to the Minister

Annual information - for the 07/08 year

Appropriations
Forecast financial statements

Statement of forecast financial performance
Statement of Significant Assumptions
Statement of forecast service performance