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Statement of Intent 2006 - 2009

Contents

Statement of Responsibility

Part 1 Medium-term information - for three financial years
06/07, 07/08 & 08/09

1.
Chairman's overview

1.1
Context - where we've come from
1.1.1
Securities law

1.1.2
FSAP

1.1.3
Australia

1.1.4
International involvement

1.1.5
The current situation - a summary


1.2
Strategy - where we're going
1.2.1
The purposes of this SOI


1.3
Reporting - how we did


2.
Who we are and what we do
2.1
Our authority - role, functions and powers

2.2
Vision and purpose

2.3
Outcomes

2.4
Ethics

2.5
Commission Members

2.6
Staff

2.7
Our stakeholders


3.
The environment we work in
3.1
National environment - New Zealand's securities markets

3.2
Co-regulatory environment

3.3
Legislative environment

3.4
Trans-Tasman environment

3.5
International environment

3.6
Who we work with


4.
Strategic direction for the 3 years to 30 June 2009

4.1
Key Result Area 1 - Enforcement

4.2
Key Result Area 2 - Monitoring and market oversight

4.3
Key Result Area 3 - Law and practice reform

4.4
Key Result Area 4 - Exemptions and authorisations

4.5
Key Result Area 5 - International cooperation and recognition

4.6
Key Result Area 6 - Public understanding and market presence

4.7
Capability and risk

4.7.1
Organisational health

4.7.2
Collaboration on organisational health and capability building



Part 2 Annual information - for the 06/07 year


Appropriations
Forecast financial statements
 
Statement of forecast financial performance

 
Statement of forecast service performance

Statement of Responsibility

The information contained in this statement of intent is prepared in accordance with sections 141 and 142 of the Crown Entities Act 2004.

We acknowledge responsibility for the preparation of this statement of intent, including the forecast financial statements and the statement of forecast service performance, and for the judgments used in them.






Jane Diplock AO
Jane Diplock AO
Chairman
26 June 2006
 Joanna Perry
Joanna Perry
Chairman Audit and Risk Review Committee
26 June 2006

 

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