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OVERSIGHT REVIEW OF NZX 2007
20 June 2008
CONTENTS
- GLOSSARY OF KEY TERMS AND ABBREVIATIONS
- STRUCTURE OF NZX AND ITS MARKETS
- EXECUTIVE SUMMARY
- Findings
- INTRODUCTION
- NZX'S FRONTLINE REGULATION
- Market Supervision Changes
- POLICIES IN RESPECT OF CONTINUOUS DISCLOSURE
- Education and Compliance
- Investigations and Enforcement
- Information Access
- IMPACT OF EXPANDING COMMERCIAL ACTIVITIES ON NZX'S REGULATORY FUNCTION
- THE SPECIAL DIVISION
- MATTERS ARISING FROM THE REVIEW OF THE 2006 YEAR
- CONCLUSION
- APPENDIX
- Scope of Review
- Background to Review
- Process