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New Items

Documents recently added to this site are listed below. Click on the date to view or download the document.

17 Nov 2009		Minister's News Release: Legal protection for NZ settlement systems
12 Nov 2009		News Release: Two resignations from the financial advisers Code Committee.
2 Nov 2009		Speech: Sustainable Stock Exchanges Event
5 Nov 2009		Publication: The Bulletin October 2009.
5 Nov 2009		Minister's News Release: Govt addressing concerns over financial advisers
5 Nov 2009		News Release: Reforms underway to address financial advisers' performance.
23 Oct 2009		News Release: Significant benefits from mutual recognition of securities offerings.
21 Oct 2009		Minister's News Release: Proposed fees for financial sector
20 Oct 2009		Speech: New Zealand and Australia leading the way - mutual recognition as a global solution
19 Oct 2009		News Release: Directors warned about transparency of financial statements.
15 Oct 2009		Minister's News Release: Parliament passes law on money laundering
13 Oct 2009		Minister's News Release: Amendments to financial advisers regime
8 Oct 2009		Speech: Future of the Financial Regulatory Framework - Role of Market Regulations and Regulators
24 Sep 2009		Independent Report: Report on the Effectiveness of New Zealand's Securities Commission. (PDF 64KB)
21 Sep 2009		Minister's News Release: Commissioner for Financial Advisers, Securities Commission members announced
8 Sep 2009		Speech: Demystifying the Securities Commission - our role, what we do and what it means for investors
8 Sep 2009		Speech: Overhauling the financial advice industry - What is being done to ensure Kiwis get good financial advice?
1 Sep 2009		News Release: Commission finds encouraging practices in corporate governance disclosures
27 Aug 2009		Speech: The effects of the credit crisis on the trans-Tasman environment, and the New Zealand response
26 Aug 2009		Speech: New Zealand in the international securities marketplace
26 Aug 2009		Minister's Speech: Latest Developments and Legislative Objectives
26 Aug 2009		Minister's News Release: Government moves on finance company moratoria
26 Aug 2009		Minister's News Release: Regime will improve quality of trustees' supervision
26 Aug 2009		Minister's News Release: New securities regulations will improve disclosure
14 Aug 2009		Publication: Review of Financial Reporting by Issuers Cycle 9
13 Aug 2009		Publication: Annual Report 2009
11 Aug 2009		Article: Proportionate property ownership schemes - understand the risks and what you could owe.
7 Aug 2009		Publication: The Bulletin July 2009.
29 July 2009		News Release: International financial crisis group makes recommendations.
24 July 2009		Minister's News Release: Securities and Financial Advisers Amendment Bills passed
21 July 2009		Speech: NZIM Southern Business Forum
21 July 2009		News Release: Committee appointed to set competence standards for financial advisers.
3 July 2009		News Release: Deadline approaching for Tranz Rail shareholders to claim compensation.
1 July 2009		Minister's News Release: Disclosure regulations for financial advisers
22 June 2009		Speech: The financial crisis and corporate governance
22 June 2009		News Release: Commission alerts issuers to recurring financial reporting inadequacies.
18 June 2009		News Release: Securities Commission encourages ING investors to carefully consider purchase offer.
18 June 2009		News Release: Consultation begins on financial adviser regulation .
18 June 2009		Discussion document: Staff Paper on Regulating and Supervising Financial Advisers
10 June 2009		Speech: IOSCO Annual Conference Opening Ceremony
29 May 2009		Publication: Statement of Intent 2009-2012
22 May 2009		Speech: Branches of the Institute of Financial Advisors
26 May 2009		Speech: Governance in times of crisis
14 May 2009		Minister's News Release: Commissioner for Financial Advisers appointed
11 May 2009		Publication: The Bulletin April 2009.
01 May 2009		Speech: The international regulatory environment
22 Apr 2009		Speech: Who should do what in the global financial architecture ... the art of the possible
24 April 2009		News Release: Tranz Rail shareholders yet to claim compensation.
20 April 2009		News Release: Securities Commission bans advertising for Propertyfinance Securities Limited moratorium restructure.
20 April 2009		News Release: Consultation begins on skills required for financial advisers.
20 April 2009		Discussion Document: Staff Paper on Authorised Financial Advisers.
1 April 2009		News Release: Commission finds disclosure in financial reporting 'satisfactory'
31 March 2009		Publication: Review of Financial Reporting by Issuers Cycle 8
24 March 2009		Exemptions: Changes to exemption on short form prospectuses
23 March 2009		News Release: Commission reviewing corporate governance disclosure
17 Mar 2009		Speech: New Zealand's capital markets and the global financial crisis
1 Mar 2009		Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit
31 Jan 2009		Publication: The Bulletin January 2009.
28 Jan 2009		News Release: Commission chairman on international advisory group.
21 Jan2009		Publication: Offering securities in New Zealand and Australia under mutual recognition (revised version).
23 Dec 2008		News Release: Nathans Finance directors charged.
23 Dec 2008		News Release: Bridgecorp chairman and remaining directors charged.
23 Dec 2008		Discussion Document: Exemptions for listed share purchase plans and rights offers.
11 Dec 2008		News Release: Commission alerts issuers to financial reporting matters.
3 Dec 2008		Publication: Moratorium proposals - what investors should consider
27 Nov 2008		Speech: Where governance went wrong - globally and in New Zealand
20 Nov 2008		Publication: Briefing paper for Minister of Commerce Hon Simon Power.
14 Nov 2008		Discussion Document: Deposit Guarantee Scheme - further exemption proposals
14 Nov 2008		Speech: A fresh slant on the regulatory regime - the global picture
6 Nov 2008		Speech: Risk Assessment and Management in Financial Market Turmoil
31 Oct 2008		Publication: The Bulletin October 2008.
23 Oct 2008		News Release: Commission supports the work of the International Accounting Standards Board .
17 Oct 2008		News Release: Commission exemptions relating to the deposit guarantee scheme.
17 Oct 2008		Exemption notice: Securities act (New Zealand deposit Guarantee Scheme) Exemption Notice 2008 (PDF: 400kb)
16 Oct 2008		Deposit Guarantee Scheme - disclosure proposals
12 Oct 2008		Speech: Securities Markets and Exchanges - Global Perspectives
30 Sep 2008		Responses to Matters Arising from the NZX Oversight Review 2007
25 Sep 2008		Minister's News Release: Finance sector consumer complainants get redress
24 Sep 2008		News Release: Commission welcomes new financial adviser legislation.
24 Sep 2008		Minister's News Release: Financial adviser rules pass into law
18 Sep 2008		Speech: Securities Markets Global Perspectives
10 Sep 2008		Speech: New Zealand Consulate General and New Zealand Trade and Enterprise New York Luncheon for Investors
9 Sep 2008		Minister's News Release: Financial advisers and dispute resolutions bills back
9 Sep 2008		News Release: New charges laid against Bridgecorp directors.
4 Sep 2008		News Release: Commission to review issuers' responses to reporting challenges.
3 Sep 2008		Speech: Securities Commission and Corporate Governance
28 Aug 2008		Minister's News Release: Bill gives govt backing to settlement systems
1 Sep 2008		Discussion Document: Consultation on request for approval of Austraclear NZ's proposed electronic registry interface under section 7 of the Securities Transfer Act
29 Aug 2008		Speech: Sustainable regulation - help rather than hindrance
27 Aug 2008		Minister's News Release: Dalziel says 'no slow down' on financial adviser rules
21 Aug 2008		Speech: Securities Commission Update
20 Aug2008		Publication: Annual Report 2008
15 Aug 2008		Speech: Corporate Governance and Securities Law
12 Aug 2008		Minister's News Release: Govt supports Commissioner of Financial Advisers plan
6 Aug 2008		News Release: Cycle 7 of Financial Reporting Surveillance Programme released.
6 Aug 2008		Publication: Review of Financial Reporting by Issuers Cycle 7
4 Aug 2008		Publication: July issue of the Securities Commission's newsletter "The Bulletin".
31 July 2008		Minister's News Release: Appointment to the Securities Commission
10 July 2008		Minister's News Release: Appointments to the Securities Commission and Takeovers Panel
1 July 2008		Speech: Thought-Piece for Seminar Session Entitled 'Regulatory Reforms -Fixing Last Year's Problems and Avoiding New Ones'
27 June 2008		Publication: Statement of Intent 2008-2011
20 June 2008		News Release: Securities Commission publishes annual oversight review of New Zealand Exchange Limited.
20 June 2008		Publication: Oversight Review of NZX 2007
17 June 2008		Minister's News Release: Op ED - Mutual Recognition of Securities Offerings
13 June 2008		Minister's News Release: World first in comprehensive mutual recognition of securities offerings
13 June 2008		News Release: Australian and New Zealand Securities Commissions Welcome New Regime for Trans-Tasman Securities Offerings.
13 June 2008		Publication: Offering securities in New Zealand and Australia under mutual recognition
30 May 2008		News Release: New Zealand Securities Commission Chairman re-elected chair of world organization.
28 May 2008		Speech: IOSCO Annual Conference
21 May 2008		Minister's News Release: Govt fund to speed up finance company prosecutions
6 May 2008		Publication: April issue of the Securities Commission's newsletter "The Bulletin".
16 April 2008		Speeches: Institute of Financial Professionals of New Zealand Awards Dinner 2008
8 April 2008		Speeches: IFA Financial Planning Seminary
7 April 2008		Enforceable Undertaking: Foodstuffs (Wellington) Co-operative Society Limited
2 April 2008		Speech: Auckland District Law Society
20 Mar 2008		Publication: Guidance Note - Responsible Investment Disclosure by KiwiSaver Scheme Providers
5 Mar 2008		News Release: Securities Commission again in top ten workplaces .
3 Mar 2008		News Release: Telephone share scammers active in New Zealand again.
19 Feb 2008		Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit, Bahrain
29 Feb 2008		News Release: Cycle 6 of Financial Reporting Surveillance Programme Completed.
29 Feb 2008		Publication: Review of Financial Reporting by Issuers Cycle 6
28 Feb 2008		Minister's News Release: New rules for investment advisers in force tomorrow
28 Feb 2008		News Release: Investment advisers must disclose more information to investors from tomorrow.
19 Feb 2008		Minister's News Release: Bill to boost public confidence in financial advisers
20 Feb 2008		News Release: Securities Commission to call for disclosure statements of investment advisers and investment brokers.
11 Feb 2008		Publication: Recommendation for regulations to amend the Securities Regulations 1983.
1 Feb 2008		Publication: January issue of the Securities Commission's newsletter "The Bulletin".
24 Jan 2008		News Release: Securities Commission Oversight Review of New Zealand Exchange Limited.
22 Jan 2008		News Release: Guide to new securities law.

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