Information for Investors: Telephone Share Scams

Since August 2000 we have published the names of firms who have targeted people in New Zealand. These callers do not hold a New Zealand broker's licence or futures dealer authorisation and do not comply with New Zealand law.

They have not provided evidence that they are registered in their home jurisdiction to undertake this type of securities business.

This list is not exhaustive. If you are cold called from a firm that is not on the list that does not mean it is genuine. It is always unwise to send money overseas to someone who you know only from an unsolicited call.

A - F | G - M | N - Z

Nakamoto International Group
Wakamatsu Building
3-3-6 Nihonbashi Hon-cho
Chuo-ku
TOKYO 103-0023

Published on this site June 2006
Nasdaq Brokercheck
Not to be confused with the genuine Nasdaq Stock Exchange (www.nasdaq.com)

Published on this site June 2008
Nationwide Mergers & Acquisitions Inc
3178 Johnson Ferry Road Northeast
Atlanta, GA 30303
UNITED STATES OF AMERICA

Published on this site February 2005
Newmann Hamshire GmbH
21^st Floor Mainzer Landstrasse 47
60329 Frankfurt am Main
GERMANY

Published on this site November 2005
Newport Pacific Securities & Management Inc
Unit 404
Greenbelt Mansion
106 Pera Street
Legaspi Village
Makati
Manila
PHILIPPINES

Associated individuals: Jack Miller, Thomas Massino, Johnny Morgan, Peter Lynch and Ron James
Published on this site October 2000
Noble International Consulting Inc
PO Box 330
Ste 505
123 Queen Street
Toronto
Ontario M5H 2M9
CANADA

Published on this site August 2005
Norwich Capital Mutual Funds Limited
Valero Towers, Penthouse D
122 Valero Street
Salcedo Village
Makati City
PHILIPPINES

Associated individual: Chris Jones
Published on this site August 2001
Norwich International Trading Inc
W910 West Tower
Philippine Stock Exchange Centre
Exchange Road
Oritgas Centre
Pasig City
Metro Manila
PHILIPPINES

Associated individuals: Kathleen Edward and Kevin Walker
Published on this site November 2001
Nuventis Corporate Services Group
18F Bund Center
222 Yunan Road East,
Shanghai 2000002
CHINA

Published on this site December 2005
Oakmont Financial Mergers
130 Bellevue Avenue
Newport, RI 02840
UNITED STATES OF AMERICA

Published on this site February 2005
Oasis Capital Inc.
542 Mt. Pleasant Road, Suite 105
Toronto, Ontario
CANADA M4S 2M7

Associated individuals: Timothy (Ted) E Manning, Judith M Switzer, James K de Roux
Published on this site November 2003
Ocean Blue Distribution Limited
380 Bloor St. W.
Toronto
Ontario
M7J-3M5
CANADA

Associated individuals: Cindy Tan and William W. Baynes
Published on this site July 2003
Onyx Acquisitions
London ENGLAND

Published on this site February 2006
Oppenheimer International
No. 4 Royal Mint Court
London EC3N 4HJ
ENGLAND

Associated individuals: Jess Bunting, Carsten Straber, Patrick Seagraves
Published on this site May 2003
Oppenheimer Securities Inc.
1150 Silverado Street
La Jolla
California
UNITED STATES OF AMERICA

Published on this site May 2007
Overseas Management Group Inc.
1054-356 Centre Street
Toronto, Ontario
Canada

Associated individual: Ricardo Martins
Published on this site June 2005
Oxley Mergers and Acquisitions
717 Texas Avenue
Houston
TX 77002-2761
UNITED STATES OF AMERICA

Published on this site July 2006
Palladium Cathay Intermediaries
1266 Nanjing West Road, Shanghai
200040
CHINA

Published on this site April 2008
Pan Euro Financial SA
10, Cours de Rive
CP3237 - CH1211
Geneva
SWITZERLAND

Associated individuals: Steven Evans, Allen Kaplan, David Mills, Mike Nyberg
Published on this site September 2003
Paradigm Resources, Ltd
Mansell
4555 Mansell Road
Suite 625
Atlanta
GA 30022
UNITED STATES OF AMERICA

Published on this site December 2005
Parker & Cramer Asset Management Inc
First West Building
200 First Avenue West Suite 400
Seattle
Washington 98119
UNITED STATES OF AMERICA

Published on this site February 2005
Parker Jennings
2117 Buffalo Road
Rochester
New York 14624
UNITED STATES OF AMERICA

Published on this site December 2002
PCA Management
24 De Castro
Road Town
Tortola
BRITISH VIRGIN ISLANDS

Published on this site December 2005
Pembridge Group
Suite 2903
29/F, Tower 1
Admiralty Centre
HONG KONG

Associated individual: Justin Wentworth
Published on this site August 2001
Perpetual Trading Group
1650 S. Dixie Highway Suite 100
Boca Raton
Florida 33432
U.S.A

Published on this site November 2004
Pfeiffer Galland
Plaza Mashill Level 21
Jalan Jendral Sudirman Kav 25
Jakarta
INDONESIA

Published on this site October 2002
Pinnacle Global Corporation
77 Lai Kwai Fong
HONG KONG

Published on this site in November 2005
Pinnacle Group LLC
1400 N. Dallas Parkway
Suite 1200
Dallas, Texas 75240
UNITED STATES OF AMERICA

Published on this site in March 2006
Powell McDougall
Harcourt Centre
Harcourt Road
Dublin 2
REPUBLIC OF IRELAND

Published on this site March 2004
Preferred Global Partners
Theaterstrasse 14
Zurich 8001
SWITZERLAND

Associated individual: Steven Marx
Published on this site March 2005
Preferred Performance Group, Company Limited
Richmond Building
75 Sukhumvit Soi 26
Bangkok
THAILAND

Published on this site November 2001
The Prestige Group Ltd
National Newark Building
744 Broad Street
18th Floor
Newark, NJ 07102
UNITED STATES OF AMERICA

Published on this site April 2007
The Prestige Perspective
1 Harbour Road
Wanchai
HONG KONG

Published on this site October 2005
Prime Capital Advisors
Nicolau Pentadromos Center
25 Ayias Zonis Street
Suite 1100 Limassol
CYPRUS

Associated individual: Wendell Martin
Published on this site November 2004
Primesolutions Securities Inc
The Primesolutions Securities Inc. listed has stolen the identity of a legitimate firm in the United States. The legitimate Primesolutions Securities Inc. can be contacted by phone +1 440 230 0400 or by fax on +1 440 230 9956.

Published on this site August 2007
Pro Capital Asset Management
25 Aphrodite Street
PO Box 26025
166 Nicosia
CYPRUS

Associated individual: Scott Meadows
Published on this site December 2007
Profidex Ltd
Levels 9-11, AIG Building
1-1-3 Marunouchi
Chiyoda-Ku
Tokyo 100-0005
JAPAN

Published on this site April 2006
Quantum Capital Corporation
Hardturmstrasse 101
Zurich, CH, 8005
SWITZERLAND

Published on this site November 2005
Radius Resources
95 South Street
New York, NY 10038
UNITED STATES OF AMERICA

Published on this site May 2007
Remington Consultancy Limited
1245 Pleasant View Boulevard
Scottsdale Arizona 85261
UNITED STATES OF AMERICA

Associated individuals: Richard Remington, George Mason, John Richmonds
Published on this site September 2001
Richard Watson Associates
4021 27th Street, 2nd Floor
Long Island City
New York 11101
UNITED STATES OF AMERICA

Published on this site November 2003
Richardson Resources Inc.

Carl-Zeiss-Str. 14-18
65520 Bad Camberg
GERMANY 81 Pedder Street
HONG KONG

Associated individual: William Ford
Published on this site 17 August 2004
Richmond Capital Management
21/F Seoul Finance Centre
Taepyeongno 1-ga
Jung-gu, Seoul, Korea 100-768

Not to be confused with the genuine:
Richmond Capital Management, Inc. 10800 Midlothian Turnpike, Suite 217, Richmond, VA USA 23235, Tel: (804) 379-8280, Fax: (804) 379-9362

Published on this site June 2008
RJL International Ltd
625 Mt. Auburn Street
Cambridge, MA 02138
UNITED STATES OF AMERICA

Associated individuals: Vincent Gentile, Mike Eastwood, Jerry Bell
Published on this site 15 April 2004
Rosenberg Smith & Partners
2000 Steeles Avenue West, Suite 200
Concord
Ontario
CANADA

Associated individuals: Norman Rosenberg and Morry Nosak
Published on this site July 2004
Rosenthal International
1370 Broadway
New York
NY 10018
UNITED STATES OF AMERICA

Associated individuals: Jonathon Nagle and Michael Ryder
Published on this site 17 August 2004
Royal Acquisitions Inc
96 West Park Place
Newark
Delaware 19711
UNITED STATES OF AMERICA

Associated individuals: Associated individuals: Anthony Hutchins, Eric Collins
Published on this site 28 September 2004
Rutherford Acquisitions
7400 Metro Blvd
Minneapolis
Minnesota MN 55439
UNITED STATES OF AMERICA

Published on this site December 2002
Salem Asset Management
1501 Frederica Street, Duluth
Minnesota 42101
UNITED STATES OF AMERICA

Associated person : David Pearson
Published on this site 17 August 2004
Scudder, Stevens & Clark
60 St. Mary Ave
London
EC3A 8JQ
UNITED KINGDOM

Published on this site September 2003
Seago South
One Harbour Place
1901 S Harbor City Blvd
Melbourne, FL 32901
UNITED STATES OF AMERICA

Associated individuals: John Joust and Stephen J. Seago
Published on this site November 2007
Shanghai M&A International
3501 Citic Square
1168 Nanjing Xi Lu
Shanghai 200041
CHINA

Published on this site April 2006
Sherman Brothers
Unit 1911, 19th Floor
One Pacific Place
140 Sukhumvit Road
Klongtoey District
Bangkok 10110
THAILAND

Published on this site September 2001
Sigama Capital Management
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN
Sigama Capital Management

Level 18
One International Finance Centre
1 Harbour View Street
Central
HONG KONG Level 14/1401
One Pacific Place
140 Sukhumvit Road
Bangkok
THAILAND

Associated individuals: David Burgess and Anne Davies
Published on this site August 2000
Silverstone Management S.L.
Avda, Diagonal 618
Planta 9
0821
Barcelona
SPAIN

Associated individual: Matthew Thompson
Published on this site July 2005
Simmons, Blake & Fritch
27 Floor Jefferson Towers
9823 Hover Street
Maverick Avenue
St Paul, Minnesota
UNITED STATES OF AMERICA

Associated individuals: Jennifer Stone, Kate Jones, Timothy Croft
Published on this site September 2001
Simon Eastwood Asset Management
15/5 Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku, Tokyo 150 8512

US Office
3330 Cumberland Blvd.,
Atlanta, GA 30339

China Office
989 Changle Road
Shanghai 200031
Published on this site October 2005
Simpson Venture Limited
ABC Centre, 500 North Michigan Ave.
300, Chicago
UNITED STATES OF AMERICA

Associated individual: Jason Edwards
Published on this site July 2005
Sino Intermediaries
Level 37
Taipei 101 Tower
7 Xinyi Road
Section 5
110 Taipei
TAIWAN

Published on this site May 2006
Smith & Henderson Associates Inc

Level 21, HSBC Tower
101 Yin Cheng East Road
Pudong
Shanghai
CHINA

Published on this site November 2001 Serrano 240 5th Floor
28016 Madrid
SPAIN
Smith Davidson Group Inc
4-2880 queen St. East
Suite 304
Brampton
ON L6S 6H4
CANADA

Published on this site February 2006
Smith Klein Venture Limited
3705 Bank of America Tower
Suite 582
12 Harcourt Road
HONG KONG

Associated individual: Castor Hill
Published on this site June 2005
South East Asia Trading
12th Floor
253 Soi Sukhumvit
21 Asoke Road
Bangkok 10110
THAILAND

Associated individuals: Jamie Nettleship, Andrew Hewit, Michelle Tetreaut.
Published on this site August 2001
Stamford - Financial
Level 14, Hibiyo Central Building
1-2-9 Nishi Shimbashi
Minoto-ku
Tokyo
JAPAN

Published on this site November 2002
Standard United Corporation
8 Harbour Road
Wanchai
HONG KONG
Phone: +852 9575 4213
Fax: +852 3015 9768
E:mail info@standardunited.com
website: www.standardunited.com
Associated individuals: Isabel Green, Ray Chavez

Published on this site August 2008
Sterling Capital Corp.
23rd Floor, 6750 Ayala Ave
Makati City, Metro Manila
1226 THE PHILIPPINES

Associated individuals: Steven Thompson, John Davis, Michael Cayhill, Jane Alexander
Published on this site November 2001
Sun International Mergers & Acquisitions
1661 International Drive
Memphis
TN 38120-1431
UNITED STATES OF AMERICA

Published on this site February 2006
Taylor Atlantic Ltd
Level 4
Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
MALAYSIA

Associated individual: John Sinclair
Published on this site June 2001
Tech-Link International Ltd
Shinjuku Park Tower N30
Nishishinjuku 3-7-1
Shinjuju-ku
Tokyo
JAPAN 163-030

Associated individual: Frank Vacarro
Published on this site April 2004
Thomas Reiss & Partners
Dahnstr. 4, T7 OC, D-13403
Berlin
GERMANY

Published on this site February 2006
Titan Capital Corporation

Published on this site April 2008
Tradex Corporation
Unit 811-813 Tower 1
Junefield Plaza No.6 Xuanwumenwai Street
Xuanwu District
Beijing
CHINA

Published on this site February 2007
Transglobal Consultants Limited
Pacific Place Two Building Suite 1707
17th Floor, 142 Sukhumvit Road, Klongtoey
Bangkok 10110
THAILAND

Associated individuals: Paul Jenson, Josh Kaytor, Daniel Bailey, Robert Ellis and Jeremy Blake.
Published on this site August 2000
Trans-National Securities and Trust SA
Birmensdorferstrasse 140,
CH-8003
Zurich
SWITZERLAND

Associated individual: John Montana
Published on this site December 2000
Trident International
Suite 2207
88 Corporate Centre
141 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES

Associated individual : Richard Bell
Published on this site October 2000
Turner Goodman Group
1650 Madison Avenue, 7th Floor
New York 11002-311
UNITED STATES OF AMERICA

Associated individual: Jeremy Collins
Published on this site 17 August 2004
Tzu, Waite & Associates

105 Cecil Street
06-01 The Octagon
SINGAPORE 069534 9 Raffles Place
27-01 Republic Place
SINGAPORE 048619

Associated individuals: Jonathan Charles Waite, Jenny Su
Published on this site September 2003
United Capital Management Inc
1680 Ramon Magsaysay Centre
Roxas Boulevard
Manila
PHILIPPINES

Associated individual : Richard Austin
Published on this site February 2001
Vantage International Management Group Inc
Times Square Building
12th Floor, Unit 12-04B
246 Sukhumvit Road
Klongtoey
Bangkok 10110
THAILAND

Published on this site September 2001
VIP World Asset Management Co
Shirlaw House
Shirley Street
P O Box SS-19084
Nassau
THE BAHAMAS

Associated individual: Joseph Santeramo
Published on this site October 2000
Warren and Baker
Otemachi First Square East Tower 4F
1 - 5 - 1 Otemachi
Chiyoda-ku
Tokyo 100-0004
JAPAN

Associated individuals: Frank Raul, William H. Warren, James Rayburn
Published on this site October 2003
Webster Acquisitions
29th floor
One Canada Square
Canary Wharf
LONDON E14 5DY

Associated individual: Stephen Larson
Published on this site November 2004
The West Group
Glockengieberwall 17
Hamburg
GERMANY 20095

Associated individual: Doug Mason
Published on this site March 2005
West Pac Inc.

Published on this site November 2006
Westgate Capital Management
UNITED STATES OF AMERICA

The Westgate Capital Management listed here has stolen the identity of a legitimate firm in the United States. The legitimate Westgate Capital Management is located at One Blue Plaza, 11th floor, Pearl River, NY 10965. They can be contacted on the phone at +1 845 620 1818 or by fax +1 845 620 6868.

Published on this site April 2008
Whitby Dumas
130 Cromwell Street
LONDON SW5 OBW

Published on this site 04 June 2004
Whitman Lloyds and Associates Mergers and Acquisitions
70 West Madison Street
Chicago
IL 60602-4270
UNITED STATES OF AMERICA

Published on this site March 2006
Whitman Wright & Associates
1886 Steeles Avenue west, Suite 201 Concord
Ontario
CANADA L4K 3E9

Published on this site 04 June 2004
The Williams Group
29 Harley Street
London W1G 9QR

Associated individual: William Edwards
Published on this site November 2004
Worldwide Investors Management Inc
Suites 303 and 305
Valero Plaza
124 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES

Associated individuals: Chase Trek, Ramiro Yabut, Christian Dupont, Richard Austin, Nathan Logan, Amador Pastrana, Toby Forster and Peter Lawson.
Published on this site October 2000
Worldwide Service Inc.
322-2906 West Broadway Avenue
Vancouver, British Columbia
CANADA

Associated individual: Jeffery Diamond
Published on this site July 2004
Younger & Hausmann Private Equity
105 Cecil Street
# 106 - 01 The Octagon
SINGAPORE 069534

Published on this site February 2005
Youngson International Holdings Limited
45/F 1 Exchange Square
8 Connaught Place
HONG KONG

Published on this site July 2005
The Xenon Group
979 King's Road
Island East
HONG KONG-2761

Published on this site August 2006
Zeus Enterprises
86 Queens Road
Central
HONG KONG

Published on this site November 2005

A - F | G - M | N - Z

This list is not comprehensive. You should take exceptional care before committing to any transactions with overseas brokers particularly if they are known to you only by telephone conversation.

Overseas firms that have called New Zealanders

A - F | G - M | N - Z

A - F | G - M | N - Z