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Overseas firms that have called New Zealanders

Since August 2000 we have published the names of firms who have targeted people in New Zealand. These callers do not hold a New Zealand broker's licence or futures dealer authorisation and do not comply with New Zealand law.

They have not provided evidence that they are registered in their home jurisdiction to undertake this type of securities business.

This list is not exhaustive. If you are cold called from a firm that is not on the list that does not mean it is genuine. It is always unwise to send money overseas to someone who you know only from an unsolicited call.

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  • Gaylord & Finch
    400 Broadway
    Seattle
    Washington
    UNITED STATES OF AMERICA

    Associated individual: Peter Williams
    Published on this site September 2002
  • Geoffrey J Greenlees
    Aragon Agents, Ltd
    69-12 Gutierrez St
    Sunset Valley Mansions
    Angeles City 2009
    Pampanga
    PHILIPPINES

    Published on this site September 2002
  • Glendale Settlements Incorporated
    Motion Picture Association Building
    888 16th Street NW
    Suite 800
    Washington DC 20006
    UNITED STATES OF AMERICA

    Associated individual: James Shea
    Published on this site July 2005
  • Global Asset Advisors S.A.
    (purportedly operating from Spain)

    Associated individual: Marc Dannenberg
    Published on this site April 2003
  • Global Capital Securities Corporation
    538 Broad Hollow Road
    Suite 315E
    Melville
    New York
    UNITED STATES OF AMERICA

    Associated individuals: Christopher Ferruzza, James Sparacino
    Published on this site April 2001
  • Global Option Trading Co Limited
    14th Floor
    253 Sukhumvit Soy 21, Asoke Rd
    Bangkok 10110
    THAILAND

    Associated individuals: Jamie Nettleship, Callum Hunt
    Published on this site October 2001
  • Global Select Portfolio Corp.
    Carson City, Nevada
    UNITED STATES OF AMERICA
    Phone: 702 430 1791,
    in London - Amsterdam
    Phone: +44 2081 441097
    Fax:+44 208 0825839
    E-mail: david.benson@globalspc.net
    website: www.globalspcorp.com

    Associated individual: David Benson
    Published on this site November 2008
  • Grand Capital Incorporated
    250 West 57th Street,
    New York,
    New York 10107*
    UNITED STATES OF AMERICA

    Associated individual: Kelly Campbell
    Grand Capital Incorporated is a fraudulent firm using the address of Grand Capital Corporation which is a legitimate corporation in United States of America.

    Published on this site August 2006
  • Granite Consolidated
    22 Queen's Road
    Central
    Hong Kong

    Published on this site November 2007
  • Graves Stanley & Peabody Limited
    (latest activities are thought to be based in Spain)

    Associated individual: Richard Gaston
  • Greenfield & Mato
    Koraku Mori Bldg 9F
    1-4-14 Koraku
    Bunkyo-Ku
    TOKYO

    Published on this site January 2007
  • Gresham Management Inc
    207 South 79th Street
    Suite 1006
    New York
    NY 10024
    UNITED STATES OF AMERICA

    Associated individuals: Edward Saunders, Martin Nelson, Cynthia Landsburg, Charles Hampton
    Published on this site September 2001
  • Griffin Mergers and Acquisitions Office
    8th Street and Nicollet Mall, Downtown
    Minneapolis, MN 55402-8773
    UNITED STATES OF AMERICA

    Published on this site May 2007
  • Guaranty Consolidated
    New York
    UNITED STATES OF AMERICA

    Published on this site July 2007
  • Hamilton & Associates
    Bahnhofstrasse
    52 CH8001
    Zurich
    SWITZERLAND

    Associated individuals: Alexander Woodbridge, David A Smith, Michael Kennedy
    Published on this site October 2002
  • Hamilton Trading Limited
    OBF Centre
    Aratha Graha Bldg 6th Floor
    JI Jend Sudiram Kav
    52-53 Jakarta 12190
    INDONESIA

    Phone: +62 2152898454
    Fax: +62 2152898456
    E-mail: info@hamilton-trading.com
    Website: www.hamilton-trading.com
    Assocaited individuals: Brian Johnstone, Richmond Capital Management

    Published on this site November 2008
  • Hanworth Weir Ltd
    Penthouse Level, Suntec Tower Three
    8 Temasek Boulevard
    SINGAPORE

    Published on this site 04 June 2004
  • Harbour Capital Management
    600 California St,
    15 Floor
    San Francisco
    CA 94108
    UNITED STATES OF AMERICA

    Published on this site August 2006
  • Harris Atlantic Management Inc
    Suite 300-301 Paragon Towers
    233 Needham, Newton MA 02464
    UNITED STATES OF AMERICA

    Published on this site March 2005
  • Harrison Lee Partners
    2 Priestley Road
    Basingstoke, Hampshire
    ENGLAND RG24 9NP     		82 Winglok Street
    HONG KONG

    Associated individuals: Charles McKenzie, UNITED STATES OF AMERICA West, Rock Group Co
    Published on this site July 2004, March 2005
  • Hartford Capital Management, S.A
    Panama
    Calle Eusebio A. Morales
    Suite 1 - A, # E1 Cangrejo
    Ciudad De Panama
    REPUBLICA DE PANAMA     		Costa Rica
    Edificio Ortencia Ler Piso
    1 Caudra al Sur 200 Este de MacDonald's
    Sabana Sur, San Jose,
    COSTA RICA

    Published on this site December 2005
  • Heinz Hokkaido International
    1585 Broadway
    New York
    NY 10016
    UNITED STATES OF AMERICA
    website: www.heinzhokkaido.net

    Published on this site August 2008
  • Helvetica Trust & Fiduciary Group
    Bahnhofstrasse 71
    Surich 8001
    SWITZERLAND

    Associated individual: Gerald Mulrine
    Published on this site September 2002
  • Heritage Financial Inc
    103 Franklin Corner Road
    Trenton
    New Jersey 08648
    UNITED STATES OF AMERICA

    Published on this site March 2005
  • Heritage Mergers & Acquisitions
    Kamiyacho Mt Building
    14th Floor, 4-3-20 Toranomon
    Minato-ku
    Tokyo 105-0001
    JAPAN

    Published on this site February 2006
  • Hing and Foster Partners
    30 Cecil Street
    SINGAPORE 049712

    Published on this site October 2005
  • Hoover Deplache Investments Inc.
    1500 Euclid Avenue,
    730 Cleveland
    OH 4415
    UNITED STATES OF AMERICA

    Published on this site April 2006
  • Hudson International
    Caracasbaaiweg 199
    PO Box 6050
    Curacao
    Netherlands Antilles
    WEST INDIES    		 Room 2207
    22/F, II Lippo Centre
    Central
    HONG KONG

    Associated individuals: Thomas Jenkins, Steven Billings, Jeffrey Kahn, Frank Edwards, Murray Skolsky.
    Published on this site September 2000
  • International Asset Management
    CP Tower Level 23
    313 Silom Road
    Silom 10500
    Bangkok
    THAILAND

    Associated individual: Richard Jennings
    Published on this site February 2001
  • Innova Equity Corporation
    18th Floor
    Bund Centre
    22 Yanan Road East
    Shanghai
    CHINA

    Published on this site January 2004
  • Interglobal Mergers & Acquisitions Inc.
    55 Park Plaza Drive
    Daly City
    San Francisco
    California
    UNITED STATES OF AMERICA

    Associated individuals: Vanessa Stone, Gregory Handsfield
    Published on this site March 2004
  • International Association of Transfer Agents
    30 Wall Street
    New York, New York 10005
    UNITED STATES OF AMERICA

    Published on this site June 2007
  • InterTrade Asset Management
    1800 E 9th # 1400
    Cleveland
    Ohio 44114
    UNITED STATES OF AMERICA

    Associated individual: Maxwell Jones
    Published on this site April 2004
  • ITB Limited
    Level 2
    Via Maistra 2
    St. Moritz
    SWITZERLAND

    Published on this site December 2003
  • J P Moreau Limited
    Level 14 Prudential Tower
    30 Cecil Street
    049712
    SINGAPORE

    Associated individuals: Lawrence Piper, Lily Chen
    Published on this site May 2003
  • Jacobs & Kiplinger
    Zurich World Trade Centre
    Leutschenbachstrasse 95
    8050 Zurich
    SWITZERLAND

    Published on this site May 2002
  • Jefferson Clark Associates
    PO Box 58389
    Seattle,
    Washington State,
    98138-1386
    USA

    Published on this site June 2008
  • Johannson Linqvist Associates
    Klarabergsviaduckten 70
    Kungsbron 1 Box 70301
    107 24 Stockholm
    SWEDEN

    Associated individuals: Albert Stuart, Gerald Montrose
    Published on this site July 2005
  • JR Hoffman & Associates
    1 Place Ville Marie,
    18th floor Montreal
    Quebec, H3B 2E7
    CANADA

    Published on this site June 2008
  • Kearns Investments Inc
    Level 9 AIG Building
    1-1-3 Marunouchi Chiyoda-Ku
    Tokyo 100-0005
    JAPAN    		 Level 21 HSBC Tower
    101 Yin Cheng East Road
    Pudong
    Shanghai 200120
    CHINA
    Level 36
    Menara Citibank
    165 Jalan Ampang
    50450 Kuala Lumpur
    MALAYSIA    		  

    Associated individuals: Michelle Von Wald, Cyrus Fahad, Tony Sacks and Michael Stuart.
    Published on this site October 2001
  • Kempton Fitzgerald Limited
    Empire House
    175 Picadilly
    Mayfair
    London WIJ 9TB
    UNITED KINGDOM

    Published on this site November 2003
  • Kennedy Investments Limited
    Edificio Centro Empresarial
    Oficina 403 Torre II
    5a Avenida 15-45 Zona 10
    Guatemala City
    GUATEMALA 01010

    Published on this site June 2003     		 
  • Kensington Group Inc
    30th Floor, Shinjuku Park Tower
    3-7-1 Nishi-shinjuku
    Shinjuku
    Tokio
    JAPAN
  • The Kensington Group
23F M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok
THAILAND

Published on this site October 2000 		18F, One International Finance Centre
1 Harbour View Street
Central
HONG KONG
  • Kimberly Capital Corporation
    14 George Road
    Glen Rock NJ 07452
    UNITED STATES OF AMERICA

    Associated individuals: Laurence Smith, Kamal Pateal Smith, Shamon Peris

    Telephone: 201 839 9517
    Fax: 201 604 7444
    E-mail: contact@kimberlycapital.com
    website: www.kimberlycapital.com

    Kimberly Capital Corporation should not confused with the legitimate Kimberly Capital Corporation incorporated in the US. It has stolen the name and address of the genuine firm. The genuine Kimberly Capital Corporation does not have a website and has different phone and fax numbers.

    Published on this site February 2009
  • KLM Investment Services Limited
    25 Dowgate Hill
    Cannon Bridge
    London
    UNITED KINGDOM

    Associated individuals: Adam Lewis and Timothy Husk
    Published on this site August 2001
  • Knobias Alliance Group
    Kornhausstrasse 3
    CH 9000 St. Gallen
    SWITZERLAND

    Associated individual: Jack Quinn
    Published on this site January 2004
  • Liberty Assets Inc.
    3306 South Liberty Street
    New Orleans
    LA 70115
    UNITED STATES OF AMERICA

    Associated individuals: Eli Green, George Franks, George Buckingham and Steven Givens
    Published on this site 28 September 2004
  • Liberty Capital International Limited
    PO Box W829
    Corn Alley
    St John's
    ANTIGUA

    Published on this site June 2001
  • Liberty First Advisory Services, S.A.
    Paris, 101-107
    08029 Barcelona
    SPAIN

    Associated individual: Randy Perry
    Published on this site April 2004
  • Lincoln Partners M&A Inc.
    415 Madison Avenue
    New York City, New York
    10017 UNITED STATES OF AMERICA

    Published on this site June 2007
  • Limbaugh and York Associates
    1200 McGill College Avenue
    Suite 1105 Execu-Centre
    Montreal, QC H3B 4G7
    CANADA

    Phone: +1 514 906 1732
    Fax: +1 514 221 3865
    E-mail: info@limbaughandyorkassociates.com
    Website: www.limbaughandassociates.com

    Published on this site October 2008
  • Livingston Asset Management
    14 Ron
    1204 Geneva
    SWITZERLAND

    Associated individuals: Ingo Janneau, Marc Philips, Aron Mozes, Jonathon Livingston, Charles Bond.
    Published on this site June 2002
  • Lloyds TSB
    Email: customer -service@lloydstsb.co.uk
    Note: Only this particular Lloyds email address is identified as fraudulent.

    Published on this site June 2008
  • Lombard Grand Incorporated
    Level 21 Centennial Tower
    3 Temasek Avenue
    SINGAPORE 039190

    Published on this site March 2004
  • Loyal Relations, Ltd.
    1805 Wheelock House
    20 Pedder Street,
    Central, HONG KONG

    Published on this site May 2007
  • Lloyds & Barclays Inc.
    Suite 3304, Empire States Building
    350 Fifth Avenue
    New York 10118
    UNITED STATES OF AMERICA

    Associated individual: Sonny Danson
    Published on this site 28 September 2004
  • Lynx Commodities
    Asia House
    31-33 Lime Street
    London EC3M 7HT
    UNITED KINGDOM

    Associated individual: James Wright
    Published on this site July 2005
  • Lynx Mackenzie Incorporated
    415 Madison Avenue
    New York, NY10017
    USA

    Website: www.lynxmackenzie.com
    Published on this site January 2009
  • Macintosh & Sons Ltd
    8 Hampshire Lane
    3rd Floor
    Salisbury
    Wiltshire
    SP2 7TU
    UNITED KINGDOM

    Associated individual: Edward D. Macintosh II
    Published on this site October 2003
  • The Madison Group
    23rd Floor
    M.Thai Tower
    All Seasons Place
    87 Wireless Road
    Phatumwan
    Bangkok 10330
    THAILAND

    Associated individuals: Glen Bradshaw, Frank Harris, John Jacobsen
    Published on this site September 2000
  • Magna Capital Research
    702 Wheelok House
    20 Pedder Street
    Central Hong Kong
    HONG KONG

    Published on this site March 2006
  • Magnusson Edward
    17/F Cheung Kong Center
    2 Queen's Road Central
    HONG KONG

    Published on this site January 2006
  • Manhattan Pacific Group Limited
    The World Trade Centre
    Leutschenbachstrasse 95
    Zurich 8050
    SWITZERLAND

    Associated individual: David Carlton
    Published on this site March 2005
  • Manhattan Securities Corporation
    166 Millbrook Circle
    Norwood
    NJ 07648
    UNITED STATES OF AMERICA

    Published on this site May 2006
  • Manning Capital, Inc
    384 - 386 Greenwich Street
    NY 10013
    UNITED STATES OF AMERICA

    Published on this site April 2008
  • Michael J Marrin
    Attorney-at-Law
    44 Court Street
    Temple Bar Building
    Suite 802
    Brooklyn
    New York
    NY 11201
    UNITED STATES OF AMERICA
    Not to confused with Michael J Marrin, Attorney-at-Law, 65 Southard Avenue, Rockville Center, New NY 11570, United States of America.

    Published on this site June 2008
  • Marlborough Acquisitions Inc
    4600 South Ulster Street
    Denver, Colorado 80237-2882
    UNITED STATES OF AMERICA

    Published on this site March 2001
  • Mason McHale Portfolio Management
    19/F Hing Wai Building
    36 Queen's Road
    CENTRAL HONG KONG

    Published on this site 04 June 2004
  • Master Bettman
    548 8 Avenue
    New York
    UNITED STATES OF AMERICA     		Level 25, Bank of China Tower
    1 Garden Road
    HONG KONG

    Published on this site April 2007
  • Mayer Wegner Mergers & Acquisitions
    Schwarzwaldstr, 88PLZ
    Stadt: 60528
    Frankfurt
    GERMANY

    Published on this site October 2005
  • Mercantile International Securities
    100 Summer Street
    Boston, MA 02110
    UNITED STATES OF AMERICA

    Associated individual: William Blair
    Published on this site 17 August 2004
  • Merit Capital Group
    38 Russell Street
    28/Floor Soundwill Plaza
    Causeway Bay
    HONG KONG

    Published on this site July 2003
  • Millennium Exchange
    6919 Viejean Ave
    Van Nuys
    CA 914406
    UNITED SATES

    Published on this site May 2006
  • Millenium Financial Group
    23rd Floor
    Tower 1, The Enterprise Center
    6766 Ayala Avenue
    Makati City 1200
    PHILIPPINES

    Associated individuals: Richard Arrowsmith, Gary Artzt, G. Edward Buell, Ben Cattaneo, Nica Gelera, Ray Gordon, Jon Jones, Jon Lopresti, Matthew McAllister, George Mitchell, Lenny Mazzola, Joseph Paterno, Ken Sheffield, Romson Velez, and Robert Velis.
    Published on this site March 2001
  • Miller Bosses Acquisitions Inc.
    4100 Lyndale Av
    Minneapolis
    MN 55409
    UNITED STATES OF AMERICA

    Associated individual: Charles Davenport
    Published on this site 28 September 2004
  • Monahan & Monahan Ltd
    339 Florida Boulevard
    Baton Rouge
    Louisiana 70806
    UNITED STATES OF AMERICA

    Associated individual: Stephen P Monahan
    Published on this site November 2004
  • Montgomery,Smith and Cooper
    Phone: +1 212 710 1372
    Fax: +1 718 725 8048

    Published on this site August 2008
  • Morgan International Investment Group Inc
    6, Circuit de la Foire Internationale
    BP 2507, L-1025 Luxembourg
    GRAND-DUCHE DE LUXEMBOURG

    Associated individuals: Thomas Carpenter, Simon Richardson, Diane Rosenberg
    Published on this site November 2001
  • Morgan Pacific
    138 Silom Road
    Boonmitr Building 10th Floor
    Suriyawongse
    Bangrak
    Bankok 10500
    THAILAND

    Associated individual: Graham Thompson
    Published on this site June 2001
  • Morgan Price Limited
    Suite 2/83 Walker Street
    North Sydney
    NSW 2060
    AUSTRALIA     		Level 21, 201 Miller Street
    North Sydney
    NSW 2060
    AUSTRALIA     		Registered Office
    Unit 81
    6 Greenknowe Avenue
    Elizabeth Bay
    NSW 2011
    AUSTRALIA

    Associated individuals: Robbie Joseph, president, Douglas Pestano, director/secretary, Paul Cottingham Sohn, director.
    Published on this site March 2003
  • Morrison Cross Financial Investments Limited
    Ave. Manuel Espinosa Batista
    International Business Center
    Floor 11
    PO Box 0833-0118
    Panama
    REPUBLIC OF PANAMA

    Associated individuals: Kenneth Elliot, Max Peters
    Published on this site June 2001
  • Muller and Sons Securities Management Inc
    Unit 114 Prince Plaza 1
    106 Legaspi Street
    Legaspi Village
    Makati City
    PHILIPPINES

    Associated individuals: Ben Smit, Michael Martin, Stephanie Victoire and Maurie Wise
    Published on this site August 2000
  • Muller Schmidt Associates
    1500 W Lake St
    MN 55408
    UNITED STATES OF AMERICA

    Published on this site December 2005
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