Information for Investors: Telephone Share Scams

Since August 2000 we have published the names of firms who have targeted people in New Zealand. These callers do not hold a New Zealand broker's licence or futures dealer authorisation and do not comply with New Zealand law.

They have not provided evidence that they are registered in their home jurisdiction to undertake this type of securities business.

This list is not exhaustive. If you are cold called from a firm that is not on the list that does not mean it is genuine. It is always unwise to send money overseas to someone who you know only from an unsolicited call.

For information on questions to ask before making any investment decision see Test before you invest.

A - F | G - M | N - Z

Gaylord & Finch
400 Broadway
Seattle
Washington
UNITED STATES OF AMERICA

Associated individual: Peter Williams
Published on this site September 2002
Glendale Settlements Incorporated
Motion Picture Association Building
888 16th Street NW
Suite 800
Washington DC 20006
UNITED STATES OF AMERICA

Associated individual: James Shea
Published on this site July 2005
Global Asset Advisors S.A.
(purportedly operating from Spain)

Associated individual: Marc Dannenberg
Published on this site April 2003
Global Capital Securities Corporation
538 Broad Hollow Road
Suite 315E
Melville
New York
UNITED STATES OF AMERICA

Associated individuals: Christopher Ferruzza, James Sparacino
Published on this site April 2001
Global Option Trading Co Limited
14th Floor
253 Sukhumvit Soy 21, Asoke Rd
Bangkok 10110
THAILAND

Associated individuals: Jamie Nettleship, Callum Hunt
Published on this site October 2001
Global Select Portfolio Corp.
Carson City, Nevada
UNITED STATES OF AMERICA
Phone: 702 430 1791,
in London - Amsterdam
Phone: +44 2081 441097
Fax:+44 208 0825839
E-mail: david.benson@globalspc.net
website: www.globalspcorp.com

Associated individual: David Benson
Published on this site November 2008
Grand Capital Incorporated
250 West 57th Street,
New York,
New York 10107*
UNITED STATES OF AMERICA

Associated individual: Kelly Campbell
Grand Capital Incorporated is a fraudulent firm using the address of Grand Capital Corporation which is a legitimate corporation in United States of America.

Published on this site August 2006
Granite Consolidated
22 Queen's Road
Central
Hong Kong

Published on this site November 2007
Graves Stanley & Peabody Limited
(latest activities are thought to be based in Spain)

Associated individual: Richard Gaston
Greenfield & Mato
Koraku Mori Bldg 9F
1-4-14 Koraku
Bunkyo-Ku
TOKYO

Published on this site January 2007
Gresham Management Inc
207 South 79th Street
Suite 1006
New York
NY 10024
UNITED STATES OF AMERICA

Associated individuals: Edward Saunders, Martin Nelson, Cynthia Landsburg, Charles Hampton
Published on this site September 2001
Greystone Asset Management
120 Broadway, Suite 1744
New York, NY 10271
USA
Fax: 1 212 208 2496
Email: info@greystoneassetmanagement.com
Website: www.greystoneassetmanagement.com
Associated individuals: Roger O. Elmer, Daniel J Hayes

Not to be confused with the genuine firm which has no website:
Greystone Asset Management, LLC
780 Third Avenue, 43rd Floor
New York, NY 10017
USA
Telephone: 1 212-521-3817

Published on this site August 2009
Griffin Mergers and Acquisitions Office
8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
UNITED STATES OF AMERICA

Published on this site May 2007
Guaranty Consolidated
New York
UNITED STATES OF AMERICA

Published on this site July 2007
Hamilton & Associates
Bahnhofstrasse
52 CH8001
Zurich
SWITZERLAND

Associated individuals: Alexander Woodbridge, David A Smith, Michael Kennedy
Published on this site October 2002
Hamilton Trading Limited
OBF Centre
Aratha Graha Bldg 6th Floor
JI Jend Sudiram Kav
52-53 Jakarta 12190
INDONESIA

Phone: +62 2152898454
Fax: +62 2152898456
E-mail: info@hamilton-trading.com
Website: www.hamilton-trading.com
Assocaited individuals: Brian Johnstone, Richmond Capital Management

Published on this site November 2008
Hanworth Weir Ltd
Penthouse Level, Suntec Tower Three
8 Temasek Boulevard
SINGAPORE

Published on this site 04 June 2004
Harbour Capital Management
600 California St,
15 Floor
San Francisco
CA 94108
UNITED STATES OF AMERICA

Published on this site August 2006
Harris Atlantic Management Inc
Suite 300-301 Paragon Towers
233 Needham, Newton MA 02464
UNITED STATES OF AMERICA

Published on this site March 2005
Harrison Lee Partners

2 Priestley Road
Basingstoke, Hampshire
ENGLAND RG24 9NP 82 Winglok Street
HONG KONG

Associated individuals: Charles McKenzie, UNITED STATES OF AMERICA West, Rock Group Co
Published on this site July 2004, March 2005

Hartford Capital Management, S.A

Panama
Calle Eusebio A. Morales
Suite 1 - A, # E1 Cangrejo
Ciudad De Panama
REPUBLICA DE PANAMA

Costa Rica
Edificio Ortencia Ler Piso
1 Caudra al Sur 200 Este de MacDonald's
Sabana Sur, San Jose,
COSTA RICA

Published on this site December 2005

Heinz Hokkaido International
1585 Broadway
New York
NY 10016
UNITED STATES OF AMERICA
website: www.heinzhokkaido.net

Published on this site August 2008
Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Surich 8001
SWITZERLAND

Associated individual: Gerald Mulrine
Published on this site September 2002
Heritage Financial Inc
103 Franklin Corner Road
Trenton
New Jersey 08648
UNITED STATES OF AMERICA

Published on this site March 2005
Heritage Mergers & Acquisitions
Kamiyacho Mt Building
14th Floor, 4-3-20 Toranomon
Minato-ku
Tokyo 105-0001
JAPAN

Published on this site February 2006
Hing and Foster Partners
30 Cecil Street
SINGAPORE 049712

Published on this site October 2005
Hoover Deplache Investments Inc.
1500 Euclid Avenue,
730 Cleveland
OH 4415
UNITED STATES OF AMERICA

Published on this site April 2006
Hudson International

Caracasbaaiweg 199
PO Box 6050
Curacao
Netherlands Antilles
WEST INDIES Room 2207
22/F, II Lippo Centre
Central
HONG KONG

Associated individuals: Thomas Jenkins, Steven Billings, Jeffrey Kahn, Frank Edwards, Murray Skolsky.
Published on this site September 2000
International Asset Management
CP Tower Level 23
313 Silom Road
Silom 10500
Bangkok
THAILAND

Associated individual: Richard Jennings
Published on this site February 2001
Innova Equity Corporation
18th Floor
Bund Centre
22 Yanan Road East
Shanghai
CHINA

Published on this site January 2004
Interglobal Mergers & Acquisitions Inc.
55 Park Plaza Drive
Daly City
San Francisco
California
UNITED STATES OF AMERICA

Associated individuals: Vanessa Stone, Gregory Handsfield
Published on this site March 2004
International Association of Transfer Agents
30 Wall Street
New York, New York 10005
UNITED STATES OF AMERICA

Published on this site June 2007
InterTrade Asset Management
1800 E 9th # 1400
Cleveland
Ohio 44114
UNITED STATES OF AMERICA

Associated individual: Maxwell Jones
Published on this site April 2004
ITB Limited
Level 2
Via Maistra 2
St. Moritz
SWITZERLAND

Published on this site December 2003
J P Moreau Limited
Level 14 Prudential Tower
30 Cecil Street
049712
SINGAPORE

Associated individuals: Lawrence Piper, Lily Chen
Published on this site May 2003
Jacobs & Kiplinger
Zurich World Trade Centre
Leutschenbachstrasse 95
8050 Zurich
SWITZERLAND

Published on this site May 2002
Jefferson Clark Associates
PO Box 58389
Seattle,
Washington State,
98138-1386
USA

Published on this site June 2008
Johannson Linqvist Associates
Klarabergsviaduckten 70
Kungsbron 1 Box 70301
107 24 Stockholm
SWEDEN

Associated individuals: Albert Stuart, Gerald Montrose
Published on this site July 2005
JR Hoffman & Associates
1 Place Ville Marie,
18th floor Montreal
Quebec, H3B 2E7
CANADA

Published on this site June 2008

Kearns Investments Inc

Level 9 AIG Building 1-1-3 Marunouchi Chiyoda-Ku Tokyo 100-0005 JAPAN	Level 21 HSBC Tower 101 Yin Cheng East Road Pudong Shanghai 200120 CHINA
Level 36 Menara Citibank 165 Jalan Ampang 50450 Kuala Lumpur MALAYSIA

Associated individuals: Michelle Von Wald, Cyrus Fahad, Tony Sacks and Michael Stuart.
Published on this site October 2001

Kempton Fitzgerald Limited
Empire House
175 Picadilly
Mayfair
London WIJ 9TB
UNITED KINGDOM

Published on this site November 2003
Kennedy Investments Limited

Edificio Centro Empresarial
Oficina 403 Torre II
5a Avenida 15-45 Zona 10
Guatemala City
GUATEMALA 01010

Published on this site June 2003
Kensington Group Inc
30th Floor, Shinjuku Park Tower
3-7-1 Nishi-shinjuku
Shinjuku
Tokio
JAPAN
The Kensington Group

23F M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok
THAILAND

Published on this site October 2000

18F, One International Finance Centre
1 Harbour View Street
Central
HONG KONG

Kimberly Capital Corporation
14 George Road
Glen Rock NJ 07452
UNITED STATES OF AMERICA

Associated individuals: Laurence Smith, Kamal Pateal Smith, Shamon Peris

Telephone: 201 839 9517
Fax: 201 604 7444
E-mail: contact@kimberlycapital.com
website: www.kimberlycapital.com

Kimberly Capital Corporation should not confused with the legitimate Kimberly Capital Corporation incorporated in the US. It has stolen the name and address of the genuine firm. The genuine Kimberly Capital Corporation does not have a website and has different phone and fax numbers.

Published on this site February 2009
KLM Investment Services Limited
25 Dowgate Hill
Cannon Bridge
London
UNITED KINGDOM

Associated individuals: Adam Lewis and Timothy Husk
Published on this site August 2001
Knobias Alliance Group
Kornhausstrasse 3
CH 9000 St. Gallen
SWITZERLAND

Associated individual: Jack Quinn
Published on this site January 2004
Liberty Assets Inc.
3306 South Liberty Street
New Orleans
LA 70115
UNITED STATES OF AMERICA

Associated individuals: Eli Green, George Franks, George Buckingham and Steven Givens
Published on this site 28 September 2004
Liberty Capital International Limited
PO Box W829
Corn Alley
St John's
ANTIGUA

Published on this site June 2001
Liberty First Advisory Services, S.A.
Paris, 101-107
08029 Barcelona
SPAIN

Associated individual: Randy Perry
Published on this site April 2004
Lincoln Partners M&A Inc.
415 Madison Avenue
New York City, New York
10017 UNITED STATES OF AMERICA

Published on this site June 2007
Limbaugh and York Associates
1200 McGill College Avenue
Suite 1105 Execu-Centre
Montreal, QC H3B 4G7
CANADA

Phone: +1 514 906 1732
Fax: +1 514 221 3865
E-mail: info@limbaughandyorkassociates.com
Website: www.limbaughandassociates.com

Published on this site October 2008
Livingston Asset Management
14 Ron
1204 Geneva
SWITZERLAND

Associated individuals: Ingo Janneau, Marc Philips, Aron Mozes, Jonathon Livingston, Charles Bond.
Published on this site June 2002
Lloyds TSB
Email: customer -service@lloydstsb.co.uk
Note: Only this particular Lloyds email address is identified as fraudulent.

Published on this site June 2008
Lombard Grand Incorporated
Level 21 Centennial Tower
3 Temasek Avenue
SINGAPORE 039190

Published on this site March 2004
Loyal Relations, Ltd.
1805 Wheelock House
20 Pedder Street,
Central, HONG KONG

Published on this site May 2007
Lloyds & Barclays Inc.
Suite 3304, Empire States Building
350 Fifth Avenue
New York 10118
UNITED STATES OF AMERICA

Associated individual: Sonny Danson
Published on this site 28 September 2004
Lynx Commodities
Asia House
31-33 Lime Street
London EC3M 7HT
UNITED KINGDOM

Associated individual: James Wright
Published on this site July 2005
Lynx Mackenzie Incorporated
415 Madison Avenue
New York, NY10017
USA

Website: www.lynxmackenzie.com
Published on this site January 2009
Macintosh & Sons Ltd
8 Hampshire Lane
3rd Floor
Salisbury
Wiltshire
SP2 7TU
UNITED KINGDOM

Associated individual: Edward D. Macintosh II
Published on this site October 2003
The Madison Group
23rd Floor
M.Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok 10330
THAILAND

Associated individuals: Glen Bradshaw, Frank Harris, John Jacobsen
Published on this site September 2000
Magna Capital Research
702 Wheelok House
20 Pedder Street
Central Hong Kong
HONG KONG

Published on this site March 2006
Magnusson Edward
17/F Cheung Kong Center
2 Queen's Road Central
HONG KONG

Published on this site January 2006
Manhattan Pacific Group Limited
The World Trade Centre
Leutschenbachstrasse 95
Zurich 8050
SWITZERLAND

Associated individual: David Carlton
Published on this site March 2005
Manhattan Securities Corporation
166 Millbrook Circle
Norwood
NJ 07648
UNITED STATES OF AMERICA

Published on this site May 2006
Manning Capital, Inc
384 - 386 Greenwich Street
NY 10013
UNITED STATES OF AMERICA

Published on this site April 2008
Michael J Marrin
Attorney-at-Law
44 Court Street
Temple Bar Building
Suite 802
Brooklyn
New York
NY 11201
UNITED STATES OF AMERICA
Not to confused with Michael J Marrin, Attorney-at-Law, 65 Southard Avenue, Rockville Center, New NY 11570, United States of America.

Published on this site June 2008
Marlborough Acquisitions Inc
4600 South Ulster Street
Denver, Colorado 80237-2882
UNITED STATES OF AMERICA

Published on this site March 2001
Mason McHale Portfolio Management
19/F Hing Wai Building
36 Queen's Road
CENTRAL HONG KONG

Published on this site 04 June 2004
Master Bettman

548 8 Avenue
New York
UNITED STATES OF AMERICA Level 25, Bank of China Tower
1 Garden Road
HONG KONG

Published on this site April 2007
Mayer Wegner Mergers & Acquisitions
Schwarzwaldstr, 88PLZ
Stadt: 60528
Frankfurt
GERMANY

Published on this site October 2005
Mercantile International Securities
100 Summer Street
Boston, MA 02110
UNITED STATES OF AMERICA

Associated individual: William Blair
Published on this site 17 August 2004
Merit Capital Group
38 Russell Street
28/Floor Soundwill Plaza
Causeway Bay
HONG KONG

Published on this site July 2003
Millennium Exchange
6919 Viejean Ave
Van Nuys
CA 914406
UNITED SATES

Published on this site May 2006
Millenium Financial Group
23rd Floor
Tower 1, The Enterprise Center
6766 Ayala Avenue
Makati City 1200
PHILIPPINES

Associated individuals: Richard Arrowsmith, Gary Artzt, G. Edward Buell, Ben Cattaneo, Nica Gelera, Ray Gordon, Jon Jones, Jon Lopresti, Matthew McAllister, George Mitchell, Lenny Mazzola, Joseph Paterno, Ken Sheffield, Romson Velez, and Robert Velis.
Published on this site March 2001
Miller Bosses Acquisitions Inc.
4100 Lyndale Av
Minneapolis
MN 55409
UNITED STATES OF AMERICA

Associated individual: Charles Davenport
Published on this site 28 September 2004
Monahan & Monahan Ltd
339 Florida Boulevard
Baton Rouge
Louisiana 70806
UNITED STATES OF AMERICA

Associated individual: Stephen P Monahan
Published on this site November 2004
Montgomery,Smith and Cooper
Phone: +1 212 710 1372
Fax: +1 718 725 8048

Published on this site August 2008
Morgan International Investment Group Inc
6, Circuit de la Foire Internationale
BP 2507, L-1025 Luxembourg
GRAND-DUCHE DE LUXEMBOURG

Associated individuals: Thomas Carpenter, Simon Richardson, Diane Rosenberg
Published on this site November 2001
Morgan Pacific
138 Silom Road
Boonmitr Building 10th Floor
Suriyawongse
Bangrak
Bankok 10500
THAILAND

Associated individual: Graham Thompson
Published on this site June 2001

Morgan Price Limited

Suite 2/83 Walker Street
North Sydney
NSW 2060
AUSTRALIA

Level 21, 201 Miller Street
North Sydney
NSW 2060
AUSTRALIA

Registered Office
Unit 81
6 Greenknowe Avenue
Elizabeth Bay
NSW 2011
AUSTRALIA

Associated individuals: Robbie Joseph, president, Douglas Pestano, director/secretary, Paul Cottingham Sohn, director.
Published on this site March 2003

Morrison Cross Financial Investments Limited
Ave. Manuel Espinosa Batista
International Business Center
Floor 11
PO Box 0833-0118
Panama
REPUBLIC OF PANAMA

Associated individuals: Kenneth Elliot, Max Peters
Published on this site June 2001
Muller and Sons Securities Management Inc
Unit 114 Prince Plaza 1
106 Legaspi Street
Legaspi Village
Makati City
PHILIPPINES

Associated individuals: Ben Smit, Michael Martin, Stephanie Victoire and Maurie Wise
Published on this site August 2000
Muller Schmidt Associates
1500 W Lake St
MN 55408
UNITED STATES OF AMERICA

Published on this site December 2005

Overseas firms that have called New Zealanders

A - F | G - M | N - Z

A - F | G - M | N - Z