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Exemption Summaries
From April 1999 until July 2005 the Commission published summaries of exemptions granted. The summaries provided a business language version of the exemption notice. They also described the reasons or the principal considerations taken into account in deciding to grant each exemption.
Subsequently the written style of exemption notices has become less technical and a Statement of Reasons is included in each notice making exemption summaries unnecessary.
Previously published exemption summaries are listed below.
Summaries of Exemptions Granted in 2001.
| SR 2001/04 | Securities Act (Fletcher Challenge Limited) Exemption Notice 2001 | ||
| SR 2001/09 | Securities Act (J.P. Morgan Chase Delaware CE Company and Others) Exemption Notice 2001 | ||
| SR 2001/10 | Securities Act (Zespri Group Limited) Exemption Notice 2001 | ||
| SR 2001/13 | Securities Act (Australian Registered Managed Investment Schemes) Exemption Amendment Notice 2001 | ||
| SR 2001/14 | Securities Act (Financial Institutions) Exemption Notice 2001 | ||
| SR 2001/20 | Securities Act (Selector Group Limited) Exemption Notice 2001 | ||
| SR 2001/21 | Securities Act (MoneyOnline Limited) Exemption Notice 2001 | ||
| SR 2001/22 | Securities Act (Tower Trust) Exemption Notice 2001 & Securities Act (Tower Trust) Exemption Amendment Notice 2001 | ||
| SR 2001/31 | Securities Act (Unitednetworks Limited) Exemption Notice 2001 | ||
| SR 2001/45 | Securities Act (WestpacTrust Investment Management-NZ-Limited) Exemption Notice 2001 | ||
| SR 2001/46 | Securities Act (United Kingdom Issuers Employee Share Purchase Schemes) Exemption Amendment Notice 2001 | ||
| SR 2001/51 | Securities Act (Australian Registered Managed Investment Schemes) Exemption Amendment Notice (No 2) 2001 | ||
| SR 2001/70 | Securities Act (Amcor Investments (New Zealand) Limited) Exemption Notice 2001 | ||
| SR 2001/71 | Securities Act (Credit Unions) Exemption Notice (No 2) 1997 Amendment Notice 2001 & Securities Act (Credit Unions) Exemption Notice 2000 Amendment Notice 2001. | ||
| SR 2001/75 | Securities Act (Eden Park Trust Board) Exemption Notice 2001 | ||
| SR 2001/81 | Securities Act (Tower Trust) Exemption Notice 2001 & Securities Act (Tower Trust) Exemption Amendment Notice 2001 | ||
| SR 2001/88 | Securities Act (Bonus Bonds) Exemption Notice 2001 | ||
| SR 2001/95 | Securities Act (Advertisements in a Language other than English) Exemption Notice 2001 | ||
| SR 2001/96 | Securities Act (Nokia Corporation) Exemption Notice 2001 | ||
| SR 2001/127 | Securities Act (Mission Energy Pacific Holdings) Exemption Notice 2001 | ||
| SR 2001/129 | Securities Act (Property Pack Mortgage Trust) Exemption Notice 2001 | ||
| SR 2001/130 | Securities Act (Norwegian Issuers Employee Share Purchase Schemes) Exemption Notice 2001 | ||
| SR 2001/131 | Securities Act (The New Zealand Co-operative Dairy Company Limited) Exemption Notice 200 | ||
| SR 2001/132 | Securities Act (Burns, Philp & Company Limited) Exemption Notice 2001 | ||
| SR 2001/140 | Securities Act (Insurance Establishment Company Limited) Exemption Notice 2001 | ||
| SR 2001/162 | Securities Act (United Kingdom Issuers Employee Share Purchase Schemes) Exemption Amendment Notice (No 2) 2001 | ||
| SR 2001/163 | Securities Act (Fletcher Challenge Forests Retirement Plan) Exemption Notice 2001 | ||
| SR 2001/172 | Securities Act (Loan and Building Society) Exemption Notice 2001 | ||
| SR 2001/174 | Securities Act (New Zealand Post Limited and NZ Post Financial Services Limited) Exemption Notice 2001 | ||
| SR 2001/181 | Securities Act (Accenture Limited) Exemption Notice 2001 | ||
| SR 2001/182 | Securities Act (Local Authority and Other Venture Capital Schemes) Exemption Amendment Notice 2001 | ||
| SR 2001/196 | Securities Act (Public Trustee) Exemption Notice 2001 | ||
| SR 2001/211 | Securities Act (German Issuers Employee Share Purchase Schemes) Exemption Notice 2001 | ||
| SR 2001/212 | Securities Act (James Hardie Industries N.V.) Exemption Notice 2001 | ||
| SR 2001/217 | Securities Act (Takeovers) Exemption Notice 2001 | ||
| SR 2001/218 | Securities Act (Telefonaktiebolaget L M Ericsson) Exemption Notice 2001 | ||
| SR 2001/225 | Securities Act (United States Issuers Employee Stock Purchase Plans) Exemption Amendment Notice 2001 | ||
| SR 2001/227 | Securities Act (Westpactrust Investment Management-NZ-limited) Exemption Notice (No 2) 2001 | ||
| SR 2001/228 | Securities Act (Rio Tinto Limited) Exemption Notice 2001 | ||
| SR 2001/245 | Securities Act (NRMA Insurance Group Limited) Exemption Notice 2001 | ||
| SR 2001/246 | Securities Act (Fisher & Paykel Appliances Holdings Limited and Another) Exemption Notice 2001 | ||
| SR 2001/285 | Securities Act (Amendments to Exemption Notices Affecting Australian Issuers) Exemption Notice 2001 | ||
| SR 2001/286 | Securities Act (Telecom Corporation of New Zealand Limited) Exemption Notice 2001 | ||
| SR 2001/312 | Securities Act (Data Advantage Limited) Exemption Notice 2001 | ||
| SR 2001/313 | Securities Act (New Co-op Merger Proposal) Exemption Notice 2001 | ||
| SR 2001/314 | Securities Act (New Co-op Capital Notes Issue) Exemption Notice 2001 | ||
| SR 2001/319 | Securities Act (Barkworth Olive Groves Limited) Exemption Notice 2001 | ||
| SR 2001/320 | Securities Act (Pyne Gould Guinness Reid Farmers Limited) Exemption Notice 2001 | ||
| SR 2001/321 | Securities Act (AngloGold) Exemption Notice 2001 | ||
| SR 2001/322 | Securities Act (Sydenham Money Club) Exemption Notice 2001 | ||
| SR 2001/323 & SR 2001/324 |
Securities Act (Credit Unions) Exemption Notice (No 2) 1997 Amendment Notice (No 2) 2001 & Securities Act (Credit Unions) Exemption Notice 2000 Amendment Notice (No 2) 2001 |
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| SR 2001/327 | Securities Act (Listed Equity Warrant Issuers) Exemption Amendment Notice 2001 | ||
| SR 2001/328 | Securities Act (Listed Australian Issuers Employee Share Schemes) Exemption Notice (No 2) Amendment Notice 2001 | ||
| SR 2001/341 | Securities Act (Sydenham Money Club) Exemption Notice (No 2) 2001 | ||
| SR 2001/345 | Securities Act (Local Authority and Other Venture Capital Schemes) Exemption Amendment Notice (No 2) 2001 | ||
| SR 2001/367 | Securities Act (McDermott Property Group Limited) Exemption Notice 2001 | ||
| SR 2001/368 | Securities Act (Unit Trust Short Form Prospectus) Exemption Notice 2001 | ||
| SR 2001/369 | Securities Act (Macquarie Titan Trust) Exemption Notice 2001 | ||
| SR 2001/393 | Securities Act (Group Investment Funds) Exemption Notice 2001 | ||
| SR 2001/394 | Securities Act (TotalFina SA) Exemption Amendment Notice 2001 | ||
| SR 2001/395 | Securities Act (Trustee Companies) Exemption Notice 1997 Amendment Notice 2001 | ||
| SR 2001/398 | Securities Act (Fonterra Co-operative Group Limited) Exemption Notice 2001 | ||
| SR 2001/399 | Securities Act (UBS AG) Exemption Notice 2001 | ||
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