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AML/CFT - Information about the requirements under the anti-money laundering and countering financing of terrorism law.
News Release: WARNING: Illegal Share Offer - Inertialess Drive ZPE (2010) Limited
News Release: 4 February 2010
News Release: Warning: unsolicited offer for Strategic Finance debentures
News Release: 27 January 2010
News Release: NZX performance good, but dual delegation inadvisable
News Release: 23 December 2009
Publication: Oversight Review of NZX 2008
Publication: 23 December 2009
Publication: QFE Adviser Business Statement Guide
Publication: 23 December 2009
News Release: Guide for Qualifying Financial Entities published
News Release: 23 December 2009
Publication: Review of Financial Reporting by Issuers Cycle 10
Publication: 18 December 2009
News Release: Financial reporting about transparency, not mere compliance
News Release: 18 December 2009
News Release: No breach of securities law found in Allied Farmers share trading
News Release: 16 December 2009
Minister's News Release: Govt welcomes final report on capital markets
Minister's Release: 16 December 2009
Minister's News Release: Bill improves quality of corporate trustees' supervision
Minister's Release: 15 December 2009
Minister's News Release: New regulations for moratorium proposals
Minister's Release: 14 December 2009
Minister's News Release: Securities Commission appointment
Minister's Release: 14 December 2009
Article: Thoughts for Hanover Investors
Article: 11 December 2009
Minister's News Release: Amendments to Financial Advisers Act introduced
Minister's Release: 8 December 2009
Publication: The Designation and Oversight of Designated Settlement Systems
Publication: 30 November 2009
Minister's News Release: Report on money-laundering systems welcomed
Minister's Release: 23 November 2009
Speech: CFA Charter Recognition Ceremony
Speech: 23 November 2009
Speech: Meet the Market
Speech: 19 November 2009
Minister's News Release: Legal protection for NZ settlement systems
Minister's Release: 17 November 2009
News Release: Two resignations from the financial advisers Code Committee
News Release: 12 November 2009
Speech: Sustainable Stock Exchanges Event
Speech: 2 November 2009
Publication: The Bulletin October 2009
Publication: 5 November 2009
Minister's News Release: Govt addressing concerns over financial advisers
Minister's Release: 5 November 2009
News Release: Reforms underway to address financial advisers' performance
News Release: 5 November 2009
News Release: Significant benefits from mutual recognition of securities offerings
News Release: 23 October 2009
Minister's News Release: Proposed fees for financial sector
Minister's Release: 21 October 2009
Speech: New Zealand and Australia leading the way - mutual recognition as a global solution
Speech: 20 October 2009
News Release: Directors warned about transparency of financial statements
News Release: 19 October 2009
Minister's News Release: Parliament passes law on money laundering
Minister's Release: 15 October 2009
Minister's News Release: Amendments to financial advisers regime
Minister's Release: 13 October 2009
Speech: Future of the Financial Regulatory Framework - Role of Market Regulations and Regulators
Speech: 8 October 2009
Independent Report: Report on the Effectiveness of New Zealand's Securities Commission (PDF 64KB)
Publication: 24 September 2009
Minister's News Release: Commissioner for Financial Advisers, Securities Commission members announced
Minister's Release: 21 September 2009
Speech: Demystifying the Securities Commission - our role, what we do and what it means for investors
Speech: 8 September 2009
Speech: Overhauling the financial advice industry - What is being done to ensure Kiwis get good financial advice?
Speech: 8 September 2009
News Release: Commission finds encouraging practices in corporate governance disclosures
News Release: 1 September 2009
Speech: The effects of the credit crisis on the trans-Tasman environment, and the New Zealand response
Speech: 27 August 2009
Speech: New Zealand in the international securities marketplace
Speech: 26 August 2009
Minister's News Release: Latest Developments and Legislative Objectives
Minister's Speech: 26 August 2009
Minister's News Release: Government moves on finance company moratoria
Minister's Release: 26 August 2009
Minister's News Release: Regime will improve quality of trustees' supervision
Minister's Release: 26 August 2009
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